Our Company is founded by a group of professionals offering full range of legal and compliance services.

Hong Kong as the global centre of finance and service industry, is the base of many financial institutions including banks, securities firms, insurance companies and money service operators. Management of financial institutions are facing difficulties under the circumstance where regulators gradually enhance their compliance requirements, management are not only subject to increasing costs of enhancing compliance functions, but are also facing the difficulties to understand and implement the ever-changing regulatory requirements.

We therefore set our focus, among our on-going general legal services, to assist financial institutions to comply with regulations imposed by various regulators (including Customs and Excise Department, Office of the Commissioner of Insurance, Joint Financial Intelligence Unit (“JFIU”), Hong Kong Monetary Authority (“HKMA”), Professional Insurance Brokers Association (“PIBA”), Office of Commissioner of Insurance (“OCI) Securities and, Futures Commission (“SFC”) and Labor Department). Relevant regulations include, among all, Anti-Money Laundering and Counter-Terrorist Financing requirements, customer data privacy protection, legitimate marketing and etc. We can also give advice on your internal set-up to assist your company to comply with industrial code of conduct and guidelines. Effective internal training will also be provided by our professional staffs.

We strive to enable our customers fulfilling relevant regulatory requirements by using the minimal resources, this can be achieved as our advice will be made based on customer's resources and current operation procedures. During our project of providing advice on compliance of regulations, we also aim at enhancing our customers’ managerial and organizational efficiency to establish a sound base for further development.